STEPHAN, J.
In April 2009, an armed man forced his way into the apartment of J.K. and sexually assaulted her over a 10-hour period.
J.K., a full-time student, lived in an apartment in Lincoln, Nebraska, with her 3-year-old son. Around 8 p.m. on April 23, 2009, she went to a gas station for cigarettes. She returned about 8:45 p.m. and went on the balcony of her apartment to smoke. About 9 p.m., J.K. answered a knock on the apartment door and a man forced his way into the apartment. After they struggled for 2 to 3 minutes, the man displayed a handgun. He threatened to kill her and her son if they were not quiet. She took her son to his bedroom, and the man followed her there.
The man then followed J.K. to her bedroom. By that time, he was wearing a light brown homemade mask with holes cut out for the eyes and the mouth. He forced her to remove her clothes and then blindfolded her, using the tank top she had been wearing. During the next 10 hours, the man sexually assaulted J.K. at least six times. Prior to the first assault, J.K. heard the sounds of a paper sack, a wrapper being opened, and a zipper being unzipped.
The man forced J.K. to clean herself after each assault. He also removed the bedding after each assault. J.K. was not blindfolded the entire time and at one point noticed that the man had a large black garbage bag. The man told her he had been watching her earlier that evening, and he again threatened to kill J.K. and her son if she reported his actions.
At one point, the man used a gray T-shirt to blindfold J.K. and threatened both her and her son with a kitchen knife. J.K. believed the man was wearing a condom each time there was sexual penetration. She testified she had no condoms in her apartment.
After one assault, the man lay next to J.K. on the bed and asked her personal questions about her family and whether she had a boyfriend, as he ran the knife up and down the side of her body. During this time, J.K. saw that the mask was pulled up over the man's head and she could see his face.
J.K. eventually could hear birds chirping outside, and she told the man her neighbors got up at 6 or 7 a.m. After assaulting her one final time, he made her use toilet bowl cleaner in the sink, bathtub, and toilet. He then blindfolded her and led her into her son's room. He then directed her to lie on the floor face down and count to 200 or 300 before getting up. Eventually, J.K. heard the front door open and close, the rustling of plastic sacks, and then another door close.
J.K. got up and locked the front door and then checked all the rooms and closets to make sure the man was gone. The man took her cell phone. After changing clothes and dressing her son, J.K. drove to her parents' home in a nearby town.
J.K.'s father called police, who directed her to go to a hospital for an examination. J.K. gave a telephonic statement to police the following day. She described her assailant as a black male with "kind of bushy" hair. She said he was "scruffy looking" and about 5 feet 11 inches or 6 feet tall. He was wearing jeans, a black hooded sweatshirt, and latex gloves. J.K. said she saw the man while they were face
The police investigation into the assault showed that Dixon's sister lived in the same apartment building as J.K. A red Oldsmobile, which was registered to Dixon's mother and sometimes driven by Dixon, was towed from the apartment complex parking lot the week of April 24, 2009. A white 2000 Cadillac which was registered to Dixon was found in the apartment complex parking lot on May 3. On May 12, police searched the sister's apartment. They found unused condoms in a black trash bag in a bedroom closet and in a plastic storage tub in the living room. Officers also found a bill addressed to Dixon at that address. Dixon's sister testified that he lived with her 4 or 5 days each week. She testified that she was ill and did not work on April 23 and 24. She saw Dixon around 11:30 p.m. on April 23, but did not see him on the morning of April 24.
In April 2009, Dixon had two jobs. He worked during the day at Concrete Industries and part time in the evenings at Snyder Industries. He had access to latex gloves at both jobs. Snyder Industries had a plant in Lincoln on North 63d Street and another on Fremont Street. Time records indicated that Dixon clocked in to work at the North 63d Street plant at 5:58 p.m. on April 23. He clocked out at 6:16 p.m. and clocked in at the plant on Fremont Street at 6:24 p.m. He was clocked out at 11 p.m. That punch at 11 p.m. was added by a supervisor at 8:32 a.m. the next day. Dixon's supervisor testified that if an employee had problems with the timeclock or forgot to clock out, the supervisor could manually override the system the next day. The supervisor testified that he authorized vacation for Dixon from April 27 to May 1 after Dixon called on April 23 and left a message that he had to be with his sister in Chicago, Illinois.
Records for a cell phone that belonged to Dixon showed that the phone was used to check voice mail at 8:16 p.m. on April 23, 2009. The cell tower the call went through indicates it was placed in the area of the Fremont Street plant. Another call to voice mail was made from that phone number at 11:32 p.m. It went through a cell tower that had a coverage area encompassing the location of J.K.'s apartment. The next call made from the same phone was to check voice mail at 8:15 a.m. on April 24. A number of calls made between 10 and 11:15 a.m. on April 24 all went through the same cell tower near J.K.'s apartment. A record of text messages on the phone showed one at 9:13 p.m. on April 23 and one at 12:03 a.m. on April 24.
A gray T-shirt was collected by a nurse when J.K. went to the hospital on April 24, 2009. DNA from the T-shirt was determined to be from a "single-source male." Dixon was excluded as a possible contributor of the DNA on the T-shirt. DNA tests were also completed on fingernail scrapings obtained from J.K. Dixon was not excluded as a possible contributor of DNA found in those scrapings.
Dixon testified that in April 2009, he stayed at the apartment of either his girlfriend, his mother, or his sister. He stated that he did not work at Concrete Industries on April 23, but he did work at Snyder Industries, checking in at 5:58 p.m. and out at 11 p.m. He said he went to his sister's apartment after work. On Friday, April 24, he went to Snyder Industries to ask for vacation time, and his supervisor told Dixon he had failed to punch out the night before. Dixon denied going to J.K.'s
The jury found Dixon guilty of first degree sexual assault, use of a weapon to commit a felony, and robbery. The court found him to be a habitual criminal. Dixon was sentenced to terms of imprisonment of 35 to 60 years for first degree sexual assault, 35 to 60 years for use of a weapon to commit a felony, and 10 to 20 years for robbery. All sentences were ordered to be served consecutively.
Dixon assigns, restated, that the district court erred in (1) failing to grant his motion for mistrial on the basis that prospective jurors may have seen him in visible restraints during voir dire; (2) failing to grant his motion for mistrial on the basis that the State elicited testimony from a police officer that violated the court's order prohibiting the presentation of evidence under Neb. Evid. R. 404, Neb. Rev.Stat. § 27-404 (Cum.Supp.2012); (3) failing to sustain his motion to suppress evidence of identification and in subsequently admitting said evidence; (4) failing to sustain his motion for a directed verdict at the conclusion of all evidence; (5) determining he was a habitual criminal when the State did not provide sufficient proof of the proffered prior convictions; (6) applying the penalty provision of Neb.Rev.Stat. § 29-2221(1)(a) (Reissue 2008) based upon a purported prior conviction for aiding and abetting first degree assault; and (7) imposing excessive sentences.
Whether to grant a motion for mistrial is within the trial court's discretion, and this court will not disturb its ruling unless the court abused its discretion.
A trial court's conclusion whether an identification is consistent with due process is reviewed de novo, but the court's findings of historical fact are reviewed for clear error.
Where a sentence imposed within the statutory limits is alleged on appeal to be excessive, the appellate court must determine whether the sentencing court abused its discretion in considering and applying the relevant factors as well as any applicable legal principles in determining the sentence to be imposed.
We first consider Dixon's argument that the district court erred in overruling his two motions for mistrial. The first motion was based on a contention that prospective jurors may have seen him wearing leg restraints during voir dire examination, and the second motion was based on the contention that the State elicited inadmissible testimony from a police officer. A mistrial is properly granted in a criminal case where an event occurs during the course of a trial which is of such a nature that its damaging effect cannot be removed by proper admonition
During jury selection, Dixon's counsel moved for a mistrial on the ground that prospective jurors may have seen Dixon in leg restraints while he was seated at the counsel table. Counsel chose not to inquire of prospective jurors whether they had in fact seen the restraints. The prosecutor argued that prospective jurors could not have seen the restraints because a cart blocked their view, but Dixon disputed this. After personally assessing the prospective jurors' view of Dixon, the court overruled the motion but requested that transport officers remove the leg shackles and replace them with a leg brace.
The general rule is that a defendant who is on trial should be free from shackles unless they are necessary to prevent violence or escape.
But application of the general rule must be tempered with some measure of common sense. Jurors are aware that the defendant "did not arrive there by choice or happenstance."
In State v. Mata,
Here, it is not clear from the record that any prospective juror ever actually saw Dixon in leg restraints. Moreover, when the issue was called to the trial judge's attention, she took immediate steps to ensure that jurors would not see the restraints. When Dixon testified, he was fitted with a leg brace so he could walk to the witness stand. When he completed his testimony, he remained seated in the witness stand until the jury left the courtroom. Considering the sparse factual record
Dixon argues that the trial court abused its discretion in overruling his motion for a mistrial based on the testimony of Sgt. Gregory H. Sorensen of the Lincoln Police Department. Sorensen compiled the photographic array from which J.K. identified Dixon as the perpetrator of the assaults. Prior to trial, the district court entered an order determining that evidence of another crime for which Dixon had been convicted in State v. Dixon (Dixon I)
At that point, Dixon's counsel asked for a sidebar, in which he stated that Sorensen's testimony violated the court's pretrial rulings with respect to evidence of other crimes and that the testimony implied that Dixon was a convicted sex offender and on parole. Counsel moved for a mistrial or an attempt to clarify that Dixon was not a known sex offender. The court overruled the motion, reasoning that Sorensen had mentioned a number of different criteria used in selecting the photographs.
Dixon contends that the State was on notice Dixon's prior conviction was not admissible and that Sorensen's testimony was so fundamentally unfair that no admonition could have removed the unfairness. In support of this argument, he relies on State v. Jones,
A defendant faces a higher threshold than merely showing a possibility of prejudice when attempting to prove error predicated on the failure to grant a mistrial.
Dixon argues that the district court erred in overruling his pretrial motion to suppress J.K.'s identification of him as her assailant and in subsequently admitting her identification testimony at trial over his objection. He contends that the photographic array procedure through which J.K. first identified him was unduly suggestive, that J.K. did not observe her assailant unmasked for a sufficient time to make a reliable identification, and that there were inconsistencies in her testimony regarding the identification. The facts relevant to these issues were established primarily by the testimony of J.K. and Sorensen at the suppression hearing and at trial. We summarize that testimony now.
At a suppression hearing on November 17, 2009, J.K. testified that she was in the presence of her assailant for 10 hours and that she was able to observe him without a mask on two occasions. The first was when he entered the apartment, an encounter which lasted approximately 10 minutes. At that time, the lights were on in her kitchen and the television in the living room was on. The second was when he lay next to her on the bed. At that time, the lights were off.
J.K. testified that about a week after the assault, Sorensen presented her with a photographic array of individuals who matched the description she had given of her assailant. She recognized one of the photographs as someone who looked similar to her assailant. She believed Sorensen had shown her 20 photographs that day. She said she separated the photographs based on whether the individual looked like her assailant. When she reached the photograph of Dixon, she placed his photograph in a "maybe" pile and moved all of the other photographs into a "no" pile. She said she later told Sorensen she was 60- to 70-percent sure she had correctly identified her assailant. At the hearing, she testified that she was 100-percent sure that Dixon was the assailant. She was more certain "[b]ecause people look different in photos than they do in person." J.K. said she has astigmatism and wears glasses, but she was not wearing them the night of the assault.
Sorensen testified that another officer put together a list of individuals who matched the physical description given to police in connection with a series of recent sexual assaults and robberies. Sorensen located photographs of the individuals whose names were collected by the other officer. He collected nine photographs of individuals who matched the physical description, using computer mug shots and driver's license photographs. Sorensen said J.K. looked through the photographs and put each on a pile until she got to the photograph of Dixon. She said the man in that photograph looked most similar to the person who assaulted her.
At trial, J.K. stated that she looked at photographs at the police station at the request of Sorensen about a week after the assault. After separating them into a "maybe" pile and a "no" pile, J.K. selected one as looking most like the person who assaulted her. J.K. said that the longer she looked at the photograph, the more nervous she got, and that her heart started pounding. Over Dixon's objection, she identified Dixon as the individual who assaulted her. Her identification was based on the time she spent with the assailant in her apartment. J.K. said she was 100-percent sure that Dixon was her assailant. On cross-examination, J.K. stated that she had been only 60- to 70-percent sure when she talked to Sorensen on the phone about a week after the initial identification, but she did not recognize any of the other men in the photographic lineup.
J.K.'s sister testified that J.K. called her before and after J.K. went to the police station to look at a photographic array. The sister advised J.K. to take her time when looking at the photographs, but she did not tell J.K. she must identify someone.
Sorensen testified at trial that he showed J.K. a series of photographs on May 2, 2009. Sorensen said J.K. went through each photograph until she reached the eighth one, which she set aside. It was a photograph of Dixon. Sorensen said he did not give J.K. any instructions on how to separate the photographs. J.K. said that the photograph of Dixon looked most similar to the person who had assaulted her, but that she did not think the assailant had braids in his hair and that he appeared to be "more scruffy" than the person in the photograph.
Sorensen talked to J.K.'s sister on May 7, 2009, and then contacted J.K. again to find out what she had told her sister about the photographs. J.K. said she had told her sister the last photograph she looked at was the person who assaulted her. That photograph was of Dixon.
In State v. Nolan,
Applying these principles in Nolan, we concluded that the evidence regarding the challenged identification "falls far short of the affirmative police misconduct that, under Perry, must be shown in order for pretrial suppression of the evidence to be appropriate."
We reach the same conclusion here. Dixon argues that the State did not demonstrate a need for the type of photographic array used here, but Sorensen testified that at the time he assembled the array, no suspects had yet been identified. It is true that there are some minor discrepancies in the testimony regarding the manner in which the photographic array was presented. But these minor discrepancies do not make the procedure unduly suggestive. Based upon our de novo review, we conclude that the identification procedure was not tainted by affirmative police misconduct so as to require a preliminary judicial inquiry into the reliability of J.K.'s identification of Dixon as her assailant. The district court did not err in overruling Dixon's motion to suppress this evidence.
Nor did the court err in permitting J.K. to identify Dixon at trial. As in Nolan, it was the jury's duty in this case to assess J.K.'s credibility, and Dixon was free to probe that issue through cross-examination, as he did. Likewise, Sorensen was subject to cross-examination with respect to the procedure used to develop the photographic array. It was for the jury to determine whether J.K. observed her assailant unmasked for a sufficient period of time to make a reliable identification and whether she had made inconsistent statements regarding her degree of certainty. An appellate court does not resolve conflicts in the evidence, pass on the credibility of witnesses, or reweigh the evidence presented; such matters are for the finder of fact.
At the close of evidence, Dixon made a motion for directed verdict, which the court overruled. In a criminal case, a court can direct a verdict only when there is a complete failure of evidence to establish an essential element of the crime charged or the evidence is so doubtful in character, lacking probative value, that a finding of guilt based on such evidence cannot be sustained.
Dixon argues that without J.K.'s identification of him as the assailant, the jury would have acquitted him. He claims her identification was not credible. As noted above, however, there was no error in the trial court's admission of the identification. The jury apparently believed J.K.'s identification of Dixon, and we are bound by its determination.
Dixon also argues that he was at work the night of the assault and that his phone records contradicted J.K.'s report that the
Viewing the evidence in the light most favorable to the State, any rational trier of fact could have found the essential elements of the crime beyond a reasonable doubt.
Dixon assigns that the district court erred in determining that he was a habitual criminal and sentencing him accordingly, because the State failed to prove prior convictions upon which habitual criminal status is premised.
The State offered the same evidence at the habitual criminal hearing in this case as it offered in Dixon I: four exhibits purporting to show prior felony convictions. Dixon's counsel objected to the exhibits, as he did in Dixon I, on the ground that the State did not establish that Dixon was the same person referred to in the exhibits reflecting the prior convictions. Counsel also reasserted his objection that because one of the convictions was for aiding and abetting first degree assault, it could not be used for habitual criminal enhancement. As it did in Dixon I, the district court overruled the objections, received the evidence, and sentenced Dixon as a habitual criminal.
We concluded in Dixon I:
We reach the same conclusion here.
Dixon urges that we reconsider our holding in Dixon I because it impermissibly shifts the burden of proof to the defendant. We disagree that our prior
Dixon also repeats his argument from the prior appeal that the trial court erred in using a prior conviction for aiding and abetting for enhancement. We reject this argument for the same reasons we rejected it in Dixon I.
Dixon asserts that the trial court abused its discretion in imposing more than the mandatory minimum sentences required by the habitual criminal statute. He claims that the sentences are excessive when considering he has a 15-year-old daughter, he was working two jobs, he had graduated from high school, and he had a fatherly relationship with his girlfriend's children.
When imposing a sentence, a sentencing judge should consider the defendant's (1) age, (2) mentality, (3) education and experience, (4) social and cultural background, (5) past criminal record or record of law-abiding conduct, and (6) motivation for the offense, as well as (7) the nature of the offense, and (8) the amount of violence involved in the commission of the crime.
Where a sentence imposed within the statutory limits is alleged on appeal to be excessive, the appellate court must determine whether the sentencing court abused its discretion in considering and applying the relevant factors as well as any applicable legal principles in determining the sentence to be imposed.
Dixon also argues that the robbery sentence should have been ordered to be served concurrently to the sexual assault sentence, for the reasons that both relied on the same fact pattern and the robbery was ancillary to the sexual assault because the items stolen were taken to conceal the sexual assault offense. It is within the discretion of the trial court to impose consecutive rather than concurrent sentences for separate crimes.
Finding no merit in any of Dixon's assignments of error, we affirm the judgment of the district court.
AFFIRMED.
CASSEL, J., not participating.